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Privacy Statement

The Gramm-Leach-Bliley Act was passed in November of 1999, with the purpose of dismantling the Glass-Steagall Act. This newer Act, contained provisions designed to protect consumer privacy. The Securities Exchange Commission enacted Regulation S-P to enforce the Gramm-Leach-Bliley Act. SEC Regulation S-P requires all financial institutions and financial advisors to notify their customers of their policies for the collection and sharing of private information.

I consider the privacy of our client's personal information to be of the utmost

importance. Whomever they chose to share this information with is their decision,

not mine.

 

The following statements detail our (MIM) policies:

Categories of Information MIM Collects

We collect nonpublic personal information about our clients from the following sources:

1)   Information we receive from them on their account applications and during

the account review process.

2)   Information about their transactions via their financial institutions

(e.g. brokerage firm, 401k provider, etc.).

 

Categories of Information MIM Discloses

We do not disclose any nonpublic personal information about our customers or

former customers to anyone, except as permitted or required by law.

 

Confidentiality and Security

We restrict access to nonpublic personal information about our clients to only those   employees who need to know that information in order to provide services to them.  

We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard their nonpublic personal information.
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